Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nguyen is a financial professional with experience in the investment banking industry. Richard is currently registered with Jefferies LLC. Richard has passed the Series 63, Series 79TO, Series 87, and SIE exams. Richard holds a current registration in New York and is approved to conduct business in this state. Richard has been in the industry since February 25, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/26/2024 - Present
Jefferies LLC (Palo Alto CA)
BC
Issued 12/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/18/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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