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Richard New Bradt

Neuberger Berman BD LLC

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About Richard New Bradt

Richard New Bradt is a financial advisor who has been in the industry since 1993. Richard Bradt is currently registered with Neuberger Berman BD LLC. Richard Bradt previously worked with CREDIT AGRICOLE SECURITIES (USA) INC., PALI CAPITAL, INC., JEFFERIES & COMPANY, INC., SCHWAB CAPITAL MARKETS L.P., SOUNDVIEW TECHNOLOGY CORPORATION, and SCHRODER & CO. INC.. Richard Bradt provides portfolio management services for individuals and businesses. Richard Bradt is also a trustee for the Wolf Family Trust.

Firm Information

Richard Bradt is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Bradt’s Registration & Firm History

NY

03/29/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

04/15/2010 - 04/19/2012

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

07/31/2008 - 05/06/2010

PALI CAPITAL, INC. (NEW YORK NY)

NY

11/23/2004 - 04/17/2008

JEFFERIES & COMPANY, INC. (NEW YORK NY)

CT

01/12/2004 - 11/10/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

CT

05/08/2000 - 01/12/2004

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

NY

07/27/1993 - 05/11/2000

SCHRODER & CO. INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/24/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/06/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard New Bradt.
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