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Richard Nestor Beleutz

Rainmaker Securities, LLC

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About Richard Nestor Beleutz

Richard Beleutz is a securities professional with over two decades of experience in the financial services industry. He is currently a Registered Representative with Rainmaker Securities, LLC, where he has been working since February 2015. Before joining Rainmaker Securities, Richard worked for several other firms including First Liberties Financial, Brewer Financial Services, LLC, Uhlmann Price Securities, LLC, American Express Financial Advisors Inc. and IDS Life Insurance Company. Richard has a strong track record of success in helping his clients achieve their financial goals. He holds several industry certifications including Series 7, Series 10, Series 24, Series 3 and Series 63, and has extensive experience in financial planning, investment management, and insurance. Richard is dedicated to providing his clients with personalized service and a commitment to their financial well-being.

Firm Information

Richard Beleutz is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Beleutz’s Registration & Firm History

FL

02/27/2015 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

TX

01/18/2013 - 12/31/2014

FIRST LIBERTIES FINANCIAL (DALLAS TX)

IL

03/08/2005 - 11/04/2010

BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)

IL

09/10/2004 - 02/24/2005

UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)

MN

09/27/1993 - 01/12/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/27/1993 - 01/12/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/07/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/25/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2005

Series 3 - National Commodity Futures Examination

BC

Issued 09/25/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Richard Nestor Beleutz. Review regulatory record here.
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