Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Landis is an Investment Advisor Representative associated with PFG Advisors. Richard has been in the financial industry since 2000. Richard is currently registered with the Securities and Exchange Commission (SEC) and has also registered with the states of Arizona and Texas. Richard is a member of Securities America, Inc. and LPL Financial LLC. Richard holds the Series 6, 7, 63, 65, and SIE licenses. Richard is a Chartered Financial Consultant (ChFC) and specializes in financial planning, pension consulting, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
03/06/2015 - Present
PFG Advisors (GILBERT AZ)
AZ
10/10/2017 - 06/14/2024
SECURITIES AMERICA, INC. (Gilbert AZ)
AZ
01/20/2009 - 10/11/2017
LPL FINANCIAL LLC (CHANDLER AZ)
AZ
11/01/2007 - 01/21/2009
CUE FINANCIAL GROUP, INC. (TEMPE AZ)
AZ
02/08/2002 - 11/06/2007
PARK AVENUE SECURITIES LLC (GILBERT AZ)
MA
09/07/2000 - 12/13/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 03/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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