Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nelson is a financial advisor with Cetera Investment Advisers LLC. Richard has been in the industry since August 2009 and has worked for several firms, including Wells Fargo Advisors, LLC and Cetera Advisor Networks LLC. Richard has a Series 66 license, as well as a Series 7 and SIE license. Richard is registered with the state of California as an investment advisor representative, and is also registered in several other states including Hawaii, Nevada, North Carolina, and Oregon. Richard is a Certified Financial Planner and has a variety of other business interests outside of financial advising. Richard can help you with your financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (ROCKLIN CA)
CA
07/13/2009 - 11/06/2012
WELLS FARGO ADVISORS, LLC (WALNUT CREEK CA)
BOTH
Issued 8/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/9/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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