Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Young is a financial advisor with Cantor Fitzgerald & Co., with over 27 years of experience in the financial services industry. Richard is registered in 23 states and holds FINRA Series 63, 7 and SIE licenses. Richard previously held positions at Stiefel, Nicolaus & Company, Incorporated, and Legg Mason Wood Walker, Incorporated. Richard is a dedicated professional with a focus on meeting the financial needs of individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/03/2006 - Present
Cantor Fitzgerald & Co. (CONSHOHOCKEN PA)
PA
12/01/2005 - 12/15/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHADDS FORD PA)
MD
01/27/2000 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
04/10/1995 - 01/25/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 01/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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