Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Grodeon is an investment advisor representative with Stifel Independent Advisors, LLC and Stifel, Nicolaus & Company, Inc., based in St. Louis, Missouri. Richard has been in the industry since 1992. Richard's prior experience includes roles with SAXONY SECURITIES, INC., PATRICK CAPITAL MARKETS, LLC, EDWARD JONES, EISNER SECURITIES, INC., WALNUT STREET SECURITIES, INC., OLDE DISCOUNT CORPORATION, and HIBBARD BROWN & CO., INC.. Richard is a licensed professional with a variety of securities licenses, including Series 4, 7, 9, 10, 24, 52, 53, 55, 63, 79, 99, and SIE. Richard specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/07/2016 - Present
Stifel Independent Advisors, LLC (ST. LOUIS MO)
MO
10/14/2003 - 06/08/2012
SAXONY SECURITIES, INC. (ST. LOUIS MO)
MO
06/25/2009 - 12/14/2009
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
MO
06/29/2001 - 10/28/2003
EDWARD JONES (ST. LOUIS MO)
MO
05/12/1998 - 06/04/2001
EISNER SECURITIES, INC. (ST. LOUIS MO)
CA
12/14/1994 - 06/10/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MI
09/28/1992 - 10/24/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
10/04/1991 - 06/23/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 10/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2004
Series 4 - Registered Options Principal Examination
BC
Issued 06/29/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/31/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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