Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileAdvisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/22/2017 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
06/30/2016 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NJ
12/10/2013 - 06/30/2016
METLIFE SECURITIES, INC (SOMERSET NJ)
NY
01/06/2014 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
OH
10/05/2011 - 08/22/2013
THE HUNTINGTON INVESTMENT COMPANY (CLEVELAND OH)
NY
04/02/2009 - 06/07/2010
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
OH
09/15/2004 - 03/11/2009
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
08/24/2000 - 02/06/2004
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
OH
03/27/1999 - 08/29/2000
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
01/05/1998 - 03/27/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
PA
09/10/1993 - 01/04/1996
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NA
08/05/1993 - 08/23/1993
J. GREGORY & COMPANY, INC.
CO
01/05/1993 - 07/22/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 4/17/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 9/3/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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