Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Held has been in the financial services industry since 2003. Richard is currently registered with TIAA-CREF Individual & Institutional Services, LLC and is located in CAMBRIDGE, MA. Richard has previously been registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CCO INVESTMENT SERVICES CORP., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC. and MORGAN STANLEY DW INC.. Richard holds Series 31, Series 7 and SIE licenses. Richard's areas of expertise include Retirement Planning, Financial Planning and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
09/02/2015 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CAMBRIDGE MA)
MA
04/09/2014 - 08/18/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANSFIELD MA)
MA
01/19/2010 - 04/10/2014
CCO INVESTMENT SERVICES CORP. (BOSTON MA)
MA
10/20/2004 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CAMBRIDGE MA)
NY
04/13/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
09/05/2002 - 03/26/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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