Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Murray is a financial professional with over 10 years of experience in the industry. Richard is currently registered as a broker-dealer and investment advisor representative with Alliancebernstein LP. Richard has worked in the industry since 2012, when Richard began working for Goldman, Sachs & Co.. Richard holds the Series 31, Series 52, Series 7, and SIE licenses. Richard also has a Series 66 license, which is a state-level exam. Richard's area of expertise includes Asset Allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/10/2023 - Present
Alliancebernstein LP (New York NY)
NY
07/16/2012 - 05/15/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 11/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 12/09/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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