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Richard Morgan Fiest

Tiaa-Cref Individual & Institutional Services, LLC

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About Richard Morgan Fiest

Richard Fiest is a financial advisor registered in 17 states. Richard has 23 years of experience in the financial industry. Richard is currently registered with TIAA-CREF Individual & Institutional Services, LLC in Charlotte, North Carolina. Richard is also registered with Charles Schwab & Co., Inc. Richard is a licensed Series 63, 66, 7 and SIE. Richard is a financial advisor with extensive experience providing services to individuals, businesses, and charitable organizations.

Firm Information

Richard Fiest is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Richard Fiest’s Registration & Firm History

NC

05/11/2018 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

AZ

04/26/2000 - 06/05/2015

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 05/11/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/13/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Morgan Fiest.
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