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Richard Montgomery Patrick

Sowell Management

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About Richard Montgomery Patrick

Richard Montgomery Patrick is an investment advisor representative registered with Sowell Management. Richard has been in the industry since 2002 and has experience with investment advisory services for individuals, businesses, and investment companies. Richard holds a Series 7 and Series 31 license, along with the Series 66 license. Richard previously worked for Wunderlich Securities, Inc., Charles Schwab & Co., Inc., IFMG Securities, Inc., WM Financial Services, Inc., and Morgan Stanley DW Inc.

Firm Information

Richard Patrick is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Patrick’s Registration & Firm History

CA

10/01/2020 - Present

Sowell Management (El Cerrito CA)

CA

04/26/2011 - 06/05/2012

WUNDERLICH SECURITIES, INC. (WALNUT CREEK CA)

CA

11/16/2004 - 05/17/2011

CHARLES SCHWAB & CO., INC. (WALNUT CREEK CA)

NY

08/05/2004 - 11/12/2004

IFMG SECURITIES, INC. (PURCHASE NY)

CA

01/07/2004 - 08/05/2004

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NY

08/01/2002 - 12/01/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 08/27/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/30/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 07/31/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Montgomery Patrick.
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