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Richard Mog

PFS Investments Inc.

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About Richard Mog

Richard Mog is a registered investment advisor representative with PFS Investments Inc. Richard has been working in the financial services industry since 1997. Prior to joining PFS Investments Inc., Richard was a registered representative with PRUCO SECURITIES, LLC., W&S BROKERAGE SERVICES, INC., J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP. and AMERIPRISE FINANCIAL SERVICES, INC. Richard holds a Series 7 and Series 66 license. Richard's clients include high-net-worth individuals, charitable organizations, and corporations or other businesses.

Firm Information

Richard Mog is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Mog’s Registration & Firm History

OH

05/19/2022 - Present

PFS Investments Inc. (STRONGSVILLE OH)

OH

02/28/2018 - 02/03/2022

PRUCO SECURITIES, LLC. (Mayfield Heights OH)

OH

05/24/2017 - 03/06/2018

W&S BROKERAGE SERVICES, INC. (INDEPENDENCE OH)

OH

06/13/2014 - 05/18/2017

W&S BROKERAGE SERVICES, INC. (INDEPENDENCE OH)

OH

10/01/2012 - 05/17/2013

J.P. MORGAN SECURITIES LLC (CANTON OH)

OH

09/23/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (CANTON OH)

OH

02/27/1996 - 09/28/2011

AMERIPRISE FINANCIAL SERVICES, INC. (INDEPENDENCE OH)

MN

02/27/1996 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 03/20/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Mog.
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