Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mitchell Walsh is a financial advisor currently registered with Equitable Distributors, LLC. Richard has been in the financial services industry since February 6, 1988. Richard has been registered with Equitable Distributors, LLC since June 25, 2010, and previously worked at AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, and First Investors Corporation. Richard has passed the Securities Industry Essentials Examination (SIE), Series 6 (Investment Company Products/Variable Contracts Representative Examination), and Series 63 (Uniform Securities Agent State Law Examination).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/25/2010 - Present
Equitable Distributors, LLC (New York NY)
NY
02/03/1996 - 07/02/2010
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/11/1988 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
09/11/1986 - 11/13/1986
FIRST INVESTORS CORPORATION
BC
Issued 09/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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