Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Deutsch is a financial professional with over 50 years of experience in the industry. Richard is currently registered with Sutter Securities Inc. in Boca Raton, Florida, where Richard holds a Series 7, Series 63, Series 24, Series 55, Series 57TO, and SIE license. Richard also holds a Series 66 license. Richard previously worked with National Securities Corporation, Ladenburg Thalmann & Co. Inc., Ladenburg Capital Management Inc., Spear, Leeds & Kellogg, L.P., R.K. Grace & Co., Investors Associates, Inc., The Investment Center, Inc., JW Charles Securities, Inc., Raymond James & Associates, Inc., Gruntal & Co. Incorporated, Herzfeld & Stern Inc., Phillips, Appel & Walden, Inc., Heine, Fishbein & Co Inc, E. L. Aaron & Co., Inc., Sussex Capital Corp., Swanton Securities, Inc., and American General Capital Planning, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/08/2022 - Present
Sutter Securities Inc. (Boca Raton FL)
FL
10/27/2016 - 06/03/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
11/20/2002 - 10/26/2016
LADENBURG THALMANN & CO. INC. (BOCA RATON FL)
NY
01/17/2002 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
06/11/2002 - 07/10/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
01/11/2000 - 11/06/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
FL
07/31/1997 - 03/01/2000
R.K. GRACE & CO. (MIAMI FL)
NJ
07/11/1994 - 06/20/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NJ
07/16/1991 - 07/06/1994
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
FL
03/04/1991 - 07/11/1991
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
FL
09/08/1989 - 03/18/1991
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
10/01/1985 - 09/27/1989
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
12/04/1979 - 10/01/1985
HERZFELD & STERN INC.
NA
01/07/1976 - 11/09/1981
PHILIPS, APPEL & WALDEN, INC.
NA
11/17/1975 - 01/31/1976
HEINE, FISHBEIN & CO INC
NA
05/09/1974 - 11/03/1975
E. L. AARON & CO., INC.
NA
10/12/1972 - 06/01/1974
SUSSEX CAPITAL CORP.
NA
09/09/1971 - 11/26/1972
SWANTON SECURITIES, INC.
NA
01/01/1969 - 05/27/1971
AMERICAN GENERAL CAPITAL PLANNING, INC.
BOTH
Issued 10/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/04/1977
PC - AMEX Put and Call Exam
BC
Issued 10/18/1975
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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