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Richard Minton

Thrivent Investment Management Inc.

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About Richard Minton

Richard Minton is an investment advisor representative with Thrivent Investment Management Inc. Richard has been in the financial services industry since August 2017. Richard is licensed to provide investment advice and services in several states. Richard holds several professional licenses, including Series 6, 63, 7, 9, 65, and SIE. Richard has previously worked with Edward Jones and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Richard Minton is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Minton’s Registration & Firm History

CA

05/03/2023 - Present

Thrivent Investment Management Inc. (Costa Mesa CA)

TX

07/27/2022 - 02/01/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)

MO

04/11/2022 - 05/24/2022

EDWARD JONES (Maryland Heights MO)

TX

01/09/2017 - 01/14/2022

THRIVENT INVESTMENT MANAGEMENT INC. (Cedar Park TX)

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Licenses & Designations

IA

Issued 06/02/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/02/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Minton.
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