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Richard Min

Lazard Freres & Co. LLC

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About Richard Min

Richard Min is a registered representative with Lazard Freres & Co. LLC. Richard has been in the financial services industry since August 4, 2024. Richard is licensed to conduct business in Illinois. Richard holds the Series 79TO and SIE licenses.

Firm Information

Richard Min is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Min’s Registration & Firm History

IL

08/05/2024 - Present

Lazard Freres & Co. LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/05/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/31/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Min. Review regulatory record here.
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