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Richard Miles Schultz

Hazard & Siegel, Inc.

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About Richard Miles Schultz

Richard Miles Schultz is a financial advisor with over 18 years of experience in the industry. Richard is registered with the state of New York and is affiliated with Hazard & Siegel, Inc. in DeWitt, NY. Richard holds the Series 6, Series 63, and SIE licenses.

Firm Information

Richard Schultz is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Schultz’s Registration & Firm History

NY

12/03/2004 - Present

Hazard & Siegel, Inc. (DEWITT NY)

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Licenses & Designations

BC

Issued 12/23/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Miles Schultz.
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