Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Curreri is an active broker with 19 years of experience in the industry. Richard currently works at Smbc Nikko Securities America, Inc. in New York, NY. Prior to this, Richard worked at MUFG Securities Americas Inc. and Deutsche Bank Securities Inc. Richard has a strong background in investment banking and securities trading. Richard is registered with FINRA and holds licenses in all 50 states. Richard is also a Series 24 General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/20/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/11/2021 - 11/02/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
01/30/2004 - 12/18/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Richard Curreri is the right advisor for you? Invested Better is here to help.
