Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Walsh is a financial advisor with LPL Financial LLC. Richard has over 35 years of experience in the financial services industry. Richard is registered in New Jersey and Pennsylvania, and holds Series 63, 65, 7, and SIE licenses. Previously, Richard worked at JANNEY MONTGOMERY SCOTT LLC, RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/03/2021 - Present
LPL Financial LLC (DOWNINGTOWN PA)
NY
04/23/2002 - 01/20/2021
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
01/03/2002 - 04/30/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
11/23/1990 - 01/16/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
12/23/1986 - 12/19/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Walsh is the right advisor for you? Invested Better is here to help.
