Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Treta is a financial advisor with Planmember Securities Corp. located in Horseshoe Bay, TX. Richard has been in the industry since 1986 and has worked for several firms, including Lincoln Financial Advisors Corporation, Securities America, Inc., and Pruco Securities, LLC. Richard has a number of designations, including Certified Financial Planner. Richard specializes in providing financial planning, portfolio management for individuals and businesses, and investment supervisory services. Richard also provides educational seminars to clients. Richard has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/13/2018 - Present
Planmember Securities Corp. (Horseshoe Bay TX)
TX
03/19/2007 - 07/27/2018
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WORTH TX)
TX
08/11/2006 - 03/27/2007
SECURITIES AMERICA, INC. (IRVING TX)
TX
08/24/2001 - 07/21/2006
PRUCO SECURITIES, LLC. (IRVING TX)
NY
12/20/2000 - 07/18/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/04/1999 - 02/05/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
10/12/1988 - 09/15/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/12/1988 - 09/15/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
07/11/1994 - 12/31/1994
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
NA
10/09/1985 - 04/14/1988
BLINDER, ROBINSON & CO., INC.
IA
Issued 10/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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