Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Strickley is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over $1 trillion in assets under management. Richard Strickley has been in the industry since 2004 and has a wide range of experience in providing financial advice. He is a registered investment advisor in several states, including Connecticut, Rhode Island, and Texas. Richard Strickley has experience working with individuals, businesses, and institutions. He specializes in providing financial advice to individuals, families, and businesses. He can help you with a variety of financial needs, including: * Retirement planning * Investment management * Estate planning * College savings * Insurance Richard Strickley is committed to providing his clients with personalized financial advice that is tailored to their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/11/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MYSTIC CT)
RI
10/22/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
RI
04/12/2007 - 10/23/2007
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
06/14/2005 - 01/03/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
CT
07/08/2004 - 05/18/2005
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
KS
01/26/2004 - 07/09/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 02/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/08/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Strickley is the right advisor for you? Invested Better is here to help.
