Unclaimed
Richard Michael Shriver is a financial professional with over 20 years of experience in the industry. Richard is currently registered with Farmers Financial Solutions, LLC in Colorado. Richard holds a Series 6, Series 63, Series 6TO, Series 26, and SIE licenses and is an active member of the financial services industry. Richard is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/16/2020 - Present
Farmers Financial Solutions, LLC (WESTMINSTER CO)
CA
05/03/2001 - 11/04/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BC
Issued 06/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/06/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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