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Richard Michael Rosso

RIA Advisors

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About Richard Michael Rosso

Richard Michael Rosso is an Investment Advisor Representative at RIA Advisors. Richard has been in the industry since 1989 and has experience with financial planning, portfolio management, educational seminars, and publication of periodicals. He is licensed in Texas.

Firm Information

Richard Rosso is currently registered with RIA Advisors. RIA Advisors is a Houston, TX-based firm with approximately $1 billion - $10 billion in assets under management. The firm provides financial planning, educational seminars, publication of periodicals, portfolio management for businesses and individuals. The firm has 6 licensed agents, 9 investment advisor representatives, and 14 investment advisory functions. RIA Advisors primarily works with individuals other than high-net-worth, high-net-worth individuals, pension and profit-sharing plans, business development companies, and corporations or other businesses.
RIA Advisors

11750 KATY FREEWAY

HOUSTON, TX 77079

$1.53B

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Rosso’s Registration & Firm History

TX

11/19/2012 - Present

RIA Advisors (HOUSTON TX)

TX

10/02/1998 - 09/28/2012

CHARLES SCHWAB & CO., INC. (HOUSTON TX)

NY

05/16/1990 - 10/14/1998

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

NA

07/10/1989 - 01/16/1990

J. T. MORAN & CO., INC.

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Licenses & Designations

IA

Issued 04/30/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/10/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Michael Rosso.
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