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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Rokus is a financial advisor with Great Lakes Advisors, LLC. Richard Rokus has been in the industry since March 1994. Richard Rokus is a Chartered Financial Analyst and holds the Series 6, 63 and 65 securities licenses. Richard Rokus specializes in working with individuals, businesses, and institutions, offering services including portfolio management and financial planning. Richard Rokus is registered to offer investment advisory services in Illinois and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Fulcrum fee; asset-based fee contingent on performance
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IL
01/01/2025 - Present
Great Lakes Advisors, LLC (CHICAGO IL)
WI
03/08/1994 - 10/01/2002
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
BC
Issued 03/08/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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