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Richard Michael Powell

Earlybirdcapital, Inc.

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About Richard Michael Powell

Richard Michael Powell is a financial advisor with Earlybirdcapital, Inc. located in Keswick, VA. Richard has been in the financial services industry since October 25, 1996 and has experience with a wide range of financial products and services. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 7, Series 24, Series 63, Series 79TO, and SIE. Richard is registered in seven states: Connecticut, Florida, Illinois, Louisiana, Minnesota, New York, and Virginia. Richard was previously registered with PALI CAPITAL, INC., MORGAN JOSEPH & CO. INC., ABN AMRO INCORPORATED, ING BARINGS LLC, LOEWENBAUM & COMPANY INCORPORATED, and UBS SECURITIES LLC.

Firm Information

Richard Powell is currently registered with Earlybirdcapital, Inc.. Earlybirdcapital, Inc. is a Corporation that was formed on May 9, 1991. The firm is registered in 52 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Powell’s Registration & Firm History

VA

08/25/2010 - Present

Earlybirdcapital, Inc. (Keswick VA)

NY

02/15/2007 - 03/23/2010

PALI CAPITAL, INC. (NEW YORK NY)

NY

12/04/2001 - 02/13/2007

MORGAN JOSEPH & CO. INC. (WHITE PLAINS NY)

CT

04/30/2001 - 05/29/2001

ABN AMRO INCORPORATED (STAMFORD CT)

NY

07/31/1998 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

TX

08/26/1997 - 07/16/1998

LOEWENBAUM & COMPANY INCORPORATED (AUSTIN TX)

NY

10/17/1995 - 08/07/1997

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Michael Powell.
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