Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Perreault is a securities professional with over 10 years of experience in the financial industry. Richard is currently registered with Mizuho Securities USA LLC and has held previous positions at Deutsche Bank Securities Inc. and Citadel Securities LLC. Richard holds the Series 63, Series 7 and SIE licenses. Richard is registered in 52 states and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/18/2017 - Present
Mizuho Securities USA LLC (BOSTON MA)
MA
06/09/2010 - 04/18/2017
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
NY
10/06/2009 - 06/01/2010
CITADEL SECURITIES LLC (NEW YORK NY)
NY
05/16/2007 - 09/22/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/10/2006 - 11/08/2006
VFINANCE INVESTMENTS, INC (NEW YORK NY)
NY
12/12/2005 - 01/12/2006
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
BC
Issued 12/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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