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Richard Michael Perlin

Northwestern Mutual Investment Services, LLC

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About Richard Michael Perlin

Richard Michael Perlin is a financial advisor with Northwestern Mutual Investment Services, LLC. Richard has been in the financial services industry since 1982. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 7, Series 63, Series 66 and SIE. Richard also holds a registration in 19 states: Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Michigan, Missouri, Nevada, New Hampshire, New Jersey, New Mexico, New York, South Carolina, Tennessee, Texas, Virginia and Wisconsin. Richard has previously worked with Robert W. Baird & Co. Incorporated and CADARET, GRANT & CO., INC.

Firm Information

Richard Perlin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Richard Perlin’s Registration & Firm History

IL

12/02/1999 - Present

Northwestern Mutual Investment Services, LLC (SKOKIE IL)

WI

12/02/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

02/16/1983 - 11/18/1999

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NA

11/24/1982 - 02/07/1983

CAPITAL ANALYSTS, INCORPORATED

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Licenses & Designations

BOTH

Issued 05/08/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/05/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Michael Perlin.
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