Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Pedi is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with Great Point Capital LLC and has been with the firm since 2003. Richard has held previous roles with AVATAR SECURITIES, LLC and Great Point Capital LLC. Richard is a Series 7, Series 55, Series 63, SIE and Series 57TO licensed professional. Richard's experience and qualifications are an asset to the firm and its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/25/2011 - Present
Great Point Capital LLC (CHICAGO IL)
NY
04/11/2011 - 07/12/2011
AVATAR SECURITIES, LLC (NEW YORK NY)
IL
03/03/2003 - 03/18/2010
GREAT POINT CAPITAL LLC (CHICAGO IL)
BC
Issued 05/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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