Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Orlando is a securities professional with over 20 years of experience in the financial industry. Richard has a broad range of experience in the financial services industry, with previous roles at firms such as Jefferies & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Securities, LLC. Richard is currently registered with Nylife Securities LLC. Richard holds licenses for Series 7, Series 24, Series 55, Series 57TO, Series 63, and Series 99TO. Richard is a dedicated financial professional with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
08/01/2024 - Present
Nylife Securities LLC (WALL NJ)
NJ
06/16/2022 - 01/17/2023
IMPERIAL CAPITAL, LLC (RED BANK NJ)
NY
09/09/2021 - 01/03/2022
OLIVETREE FINANCIAL, LLC (NEW YORK NY)
NY
01/03/2019 - 04/03/2020
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/10/2018 - 12/21/2018
INTL FCSTONE FINANCIAL INC. (NEW YORK NY)
NY
02/22/2012 - 05/08/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
09/01/2010 - 12/15/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
02/09/2009 - 08/24/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/21/2004 - 02/09/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/09/2003 - 09/07/2004
WALL STREET ACCESS (NEW YORK NY)
IL
08/01/2003 - 09/23/2003
ASSENT LLC (BOLINGBROOK IL)
NY
03/01/2000 - 05/05/2003
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 04/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/06/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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