Unclaimed
Richard Michael Muccio is a registered representative with GWN Securities Inc. located in WESTLAKE, OH. Richard has been in the financial services industry since 1995. Richard has passed the Series 6, Series 7, Series 63, and Series 65 exams. He is a licensed broker in Idaho and Ohio. Richard has experience in selling insurance products and teaching insurance continuing education classes. Richard is a volunteer president for the Northeast Ohio Health Underwriters Association. He is also the Professional Development Chair for the Ohio Association of Health Underwriters and the National Association of Health Underwriters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
OH
07/18/2016 - Present
GWN Securities Inc. (WESTLAKE OH)
OH
05/21/2007 - 06/09/2016
GWN SECURITIES INC. (WESTLAKE OH)
PA
07/11/2005 - 05/18/2007
FORTUNE FINANCIAL SERVICES, INC. (NEW BRIGHTON PA)
TX
10/25/2004 - 07/11/2005
CULLUM & BURKS SECURITIES, INC. (DALLAS TX)
IA
09/09/2002 - 10/20/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IL
08/01/2000 - 12/31/2001
PMG SECURITIES CORPORATION (ELGIN IL)
IL
04/14/2000 - 08/01/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
DE
07/06/1998 - 04/13/2000
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
OH
04/01/1997 - 06/26/1998
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
02/09/1993 - 12/05/1995
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
BC
Issued 06/17/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/31/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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