Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Moreno has been in the financial services industry since August 1996. Currently, Richard is registered with Apollo Global Securities, LLC and is licensed in 13 states. Previously, Richard has held positions with KKR Capital Markets LLC, BlackRock Investments, LLC, Goldman, Sachs & Co., Salomon Smith Barney Inc., and Salomon Brothers Inc. Richard is a Series 7, 63 and 65 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/31/2023 - Present
Apollo Global Securities, LLC (NEW YORK NY)
CA
02/09/2012 - 02/14/2014
KKR CAPITAL MARKETS LLC (SAN FRANCISCO CA)
NY
04/10/2002 - 02/02/2012
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
07/07/1999 - 03/27/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/01/1998 - 06/30/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/16/1991 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
02/21/1985 - 03/01/1990
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/12/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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