Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard McCarthy is a registered representative with Keystone Capital Markets. Richard has been in the securities industry for over 14 years. Richard has a Series 7, Series 63, Series 79 and SIE licenses. Richard is currently registered with the state of California and Nevada. Keystone Capital Markets is a broker-dealer headquartered in Irvine, California. They are focused on providing clients with a wide range of financial services, including investment banking, securities brokerage, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/30/2017 - Present
Keystone Capital Markets (Irvine CA)
CA
02/01/2016 - 08/30/2017
KEYSTONE CAPITAL CORPORATION (Irvine CA)
CA
06/15/2011 - 02/11/2016
FMV CAPITAL MARKETS, LLC (IRVINE CA)
CA
01/22/2001 - 11/22/2002
THE GENEVA COMPANIES INC. (LAGUNA HILLS CA)
BC
Issued 08/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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