Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Kaul is a financial advisor in Grand Junction, Colorado. Richard has been in the financial industry since 1997 and is currently registered with Geneos Wealth Management, Inc.. Richard has experience with various financial products and services, including investment management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/02/2013 - Present
Geneos Wealth Management, Inc. (GRAND JUNCTION CO)
CO
03/09/2012 - 05/02/2013
KAISER AND COMPANY (GRAND JUNCTION CO)
CO
02/10/2003 - 02/28/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GRAND JUNCTION CO)
NY
09/08/1999 - 07/06/2000
FUJI SECURITIES INC. (NEW YORK NY)
NY
12/17/1996 - 05/05/1998
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
NY
04/29/1996 - 12/17/1996
DRESDNER SECURITIES (USA) INC. (NEW YORK NY)
NY
01/16/1992 - 03/10/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
12/16/1991 - 01/16/1992
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/11/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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