Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jacquemart is an active investment advisor representative for First Trust Advisors LP. Richard has been in the industry since 1998 and has been with First Trust Advisors LP since October 2007. Richard has a Series 7, Series 24, Series 4, Series 55, Series 63, and Series 65 and is registered with the states of Illinois and Minnesota. Previously, Richard worked at NORTH AMERICAN CAPITAL MARKETS, LLC, NORTH AMERICAN CAPITAL MARKETS, INC., AMERIPRISE FINANCIAL SERVICES, INC., QUASAR DISTRIBUTORS, LLC, AMERICAN ENTERPRISE INVESTMENT SERVICES INC. and TRINITY EQUITY TRADING, INC. First Trust Advisors LP is headquartered in Wheaton, Illinois and has over 121 investment advisor representatives. The firm manages approximately $210,879,000,000 in regulatory assets under management. First Trust Advisors LP provides portfolio management services to businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
10/22/2008 - Present
First Trust Advisors LP (WHEATON IL)
MN
07/21/2006 - 03/15/2007
NORTH AMERICAN CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
05/09/2006 - 08/29/2006
NORTH AMERICAN CAPITAL MARKETS, INC. (MINNEAPOLIS MN)
MN
11/29/2005 - 04/19/2006
AMERIPRISE FINANCIAL SERVICES, INC. (EDINA MN)
ME
01/24/2005 - 10/19/2005
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
12/04/1997 - 12/03/2004
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
ID
03/31/1997 - 10/24/1997
TRINITY EQUITY TRADING, INC. (SANDPOINT ID)
IA
Issued 09/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/09/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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