Unclaimed
Richard Michael Houtteman is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. Richard has been in the financial industry for over 20 years and has a broad range of experience. He is registered to sell securities in Kansas, Missouri and North Carolina and holds Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/21/2017 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
01/13/2014 - 06/01/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
KS
09/03/2013 - 12/20/2013
CETERA ADVISOR NETWORKS LLC (OVERLAND PARK KS)
KS
01/23/2013 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (OVERLAND PARK KS)
NC
10/26/2011 - 11/30/2012
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CT
02/03/2000 - 10/11/2011
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
BC
Issued 02/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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