Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Michael Houtteman

THE Leaders Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Michael Houtteman

Richard Michael Houtteman is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. Richard has been in the financial industry for over 20 years and has a broad range of experience. He is registered to sell securities in Kansas, Missouri and North Carolina and holds Series 6, Series 63, and SIE licenses.

Firm Information

Richard Houtteman is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Houtteman’s Registration & Firm History

CO

06/21/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CO

01/13/2014 - 06/01/2017

THE LEADERS GROUP, INC. (LITTLETON CO)

KS

09/03/2013 - 12/20/2013

CETERA ADVISOR NETWORKS LLC (OVERLAND PARK KS)

KS

01/23/2013 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (OVERLAND PARK KS)

NC

10/26/2011 - 11/30/2012

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

CT

02/03/2000 - 10/11/2011

HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)

Not sure if Richard Michael Houtteman is right for you?

Licenses & Designations

BC

Issued 02/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Michael Houtteman.
Not sure if Richard Michael Houtteman is right for you?