Unclaimed
Richard Gonzalez is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with Allstate Financial Services, LLC. Prior to joining Allstate Financial Services, LLC, Richard worked at Sunamerica Securities, Inc. and Pruco Securities Corporation. Richard is a Series 6 and Series 63 licensed professional. Richard is also a licensed insurance agent and holds a Series 6 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/02/1999 - Present
Allstate Financial Services, LLC (APPLE VALLEY CA)
AZ
12/10/1998 - 05/13/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NJ
12/17/1997 - 12/10/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 12/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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