Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael George is an investment advisor representative, licensed in 17 states. Richard has 36 years of experience in the industry, with prior employment at Securities America, Inc., National Planning Corporation and Walnut Street Securities, Inc. Richard holds a series 65 and a series 63 licenses as well as a series 7 and a series 24. Richard is a member of the Financial Industry Regulatory Authority (FINRA) and is currently employed with Osaic Wealth, Inc. Osaic Wealth, Inc. is an investment advisor that manages over $94 billion in client assets. The firm is a registered investment advisor with the Securities and Exchange Commission (SEC) and is headquartered in Scottsdale, Arizona. The firm offers a range of advisory services, including financial planning, portfolio management, and educational seminars. The firm has a wide range of clientele, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (LIVERPOOL NY)
NY
10/20/2017 - 06/14/2024
SECURITIES AMERICA, INC. (LIVERPOOL NY)
NY
08/07/2003 - 10/27/2017
NATIONAL PLANNING CORPORATION (LIVERPOOL NY)
CA
04/03/1998 - 08/21/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
09/02/1994 - 04/03/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NY
09/30/1987 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard George is the right advisor for you? Invested Better is here to help.
