Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Gagne is a financial advisor with over 28 years of experience in the industry. He is currently registered with Ameriprise Financial Services, LLC and has been with them since March 2021. Before that, Richard worked at Prudential Investment Management Services LLC for over 12 years. Richard has a broad range of experience and holds Series 4, 6, 7, 8, 24, 63 and 65 licenses, along with the SIE exam. Richard is committed to providing personalized financial advice and helping clients achieve their financial goals. He specializes in financial planning, portfolio management, and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
03/30/2021 - Present
Ameriprise Financial Services, LLC (New Durham NH)
PA
02/23/2007 - 08/21/2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Scranton PA)
MA
10/20/2004 - 02/05/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SPRINGFIELD MA)
NY
02/14/1998 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/12/1992 - 02/14/1998
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
NA
01/23/1996 - 02/08/1996
SHAWMUT BROKERAGE, INC.
MN
05/18/1990 - 11/26/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/18/1990 - 11/26/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/22/1989 - 03/28/1990
BLINDER, ROBINSON & CO., INC.
NA
04/19/1989 - 06/05/1989
FIRST INVESTORS CORPORATION
IA
Issued 10/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1996
Series 24 - General Securities Principal Examination
BC
Issued 04/03/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/25/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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