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Richard Michael Edwards

Transamerica Financial Advisors, Inc.

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About Richard Michael Edwards

Richard Michael Edwards is a financial advisor with over 27 years of experience in the financial services industry. Richard Michael Edwards is currently registered with Transamerica Financial Advisors, Inc. and has been with the firm since 2012. Richard Michael Edwards holds Series 6, 7, 63, 66, 22, and SIE licenses, and is registered in the state of New York. Richard Michael Edwards has previously worked at World Group Securities, Inc., Princor Financial Services Corporation, Equity Services, Inc., Purshe Kaplan Sterling Investments, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lincoln Investment Planning, Inc., and Waddell & Reed, Inc.

Firm Information

Richard Edwards is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Edwards’s Registration & Firm History

NY

05/07/2021 - Present

Transamerica Financial Advisors, Inc. (NEW YORK NY)

NY

12/21/2009 - 01/06/2012

WORLD GROUP SECURITIES, INC. (NEW ROCHELLE NY)

NY

08/11/2005 - 12/31/2007

PRINCOR FINANCIAL SERVICES CORPORATION (ALBANY NY)

VT

08/06/2003 - 06/30/2005

EQUITY SERVICES, INC. (MONTPELIER VT)

NY

10/14/1999 - 07/22/2003

PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)

NY

09/15/1997 - 11/24/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

PA

10/13/1989 - 05/29/1992

LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)

KS

12/12/1985 - 11/01/1989

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 05/04/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/04/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/04/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/07/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Michael Edwards.
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