Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Cruise is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Richard has held previous positions at Fidelity Brokerage Services LLC, National Financial Services LLC, Key Investments Inc., and Society Investments, Inc. Richard has a strong background in the financial services industry and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
05/15/2020 - Present
Fidelity Brokerage Services LLC (ATLANTA GA)
GA
05/16/2001 - 04/21/2010
NATIONAL FINANCIAL SERVICES LLC (ATLANTA GA)
GA
02/18/2000 - 11/01/2006
FIDELITY BROKERAGE SERVICES LLC (ATLANTA GA)
MA
06/26/1996 - 02/09/2001
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
OH
03/03/1995 - 05/13/1996
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
07/15/1988 - 03/03/1995
SOCIETY INVESTMENTS, INC.
NA
05/01/1987 - 12/17/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 03/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/09/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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