Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michael Cronin is a financial advisor registered with TP Icap Global Markets Americas LLC. He is a licensed broker-dealer, registered representative, and investment advisor representative. Richard Cronin has been in the financial services industry since 1994 and has been registered with TP Icap Global Markets Americas LLC since June 30, 2023. Prior to joining TP Icap Global Markets Americas LLC, Richard Cronin was a financial advisor at Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., and Prebon Securities (USA) Inc. Richard Cronin is registered to provide advisory services in 34 states, including Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nebraska, Nevada, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/12/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
08/01/2000 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
04/18/2006 - 06/13/2007
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NJ
03/02/2000 - 07/09/2002
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NY
01/01/1994 - 11/05/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 03/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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