linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Michael Condrey

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Michael Condrey

Richard Condrey is a financial advisor with Northwestern Mutual Investment Services, LLC in Raleigh, North Carolina. Richard has been in the industry since December 1981. Richard is registered with the state of North Carolina as both a broker-dealer and an investment advisor. Richard holds Series 6, 7, 8, 63, 65, 99TO and SIE licenses. Richard is also the owner of Carolina Condrey Group, Inc. and Carolina Condrey Distribution, LLC.

Firm Information

Richard Condrey is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1201 Edwards Mill Rd

Raleigh, NC 27607

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Condrey’s Registration & Firm History

NC

03/04/2005 - Present

Northwestern Mutual Investment Services, LLC (Raleigh NC)

WI

02/26/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

Not sure if Richard Michael Condrey is right for you?

Licenses & Designations

IA

Issued 7/22/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 3/10/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/21/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/14/1993

Series 7 - General Securities Representative Examination

BC

Issued 11/24/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Michael Condrey.
Not sure if Richard Michael Condrey is right for you?