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Richard Michael Condrey

Northwestern Mutual Investment Services, LLC

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About Richard Michael Condrey

Richard Condrey is a financial advisor who is active in both the securities and investment advisory industries. Richard is registered with Northwestern Mutual Investment Services, LLC in Raleigh, North Carolina and has been with the firm since May 1989. Richard has worked in the securities industry for over 40 years. In addition to his work with Northwestern Mutual Investment Services, LLC, Richard is also the President and Owner of Carolina Condrey Group, Inc. and the 100% Owner of Carolina Condrey Distribution, LLC.

Firm Information

Richard Condrey is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Richard Condrey’s Registration & Firm History

NC

03/04/2005 - Present

Northwestern Mutual Investment Services, LLC (Raleigh NC)

WI

02/26/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 07/22/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/10/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1993

Series 7 - General Securities Representative Examination

BC

Issued 11/24/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Michael Condrey.
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