Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Arnitz is an experienced financial advisor with over 30 years of experience in the financial services industry. Richard currently works at Emerson Equity LLC, a firm focused on providing financial advisory services to high-net-worth individuals and institutions. Richard's previous experience includes roles with Madison Avenue Securities, First Financial Equity Corporation, Realty Capital Securities, LLC, and Grubb & Ellis Securities, Inc. Richard holds a variety of licenses and certifications including Series 65, Series 63, Series 24, Series 7, and SIE. Richard is a registered representative in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/07/2020 - Present
Emerson Equity LLC (Irvine CA)
CO
02/18/2020 - 07/09/2020
MADISON AVENUE SECURITIES, LLC (Greenwood Village CO)
AZ
06/28/2019 - 02/19/2020
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
TX
01/11/2017 - 12/08/2017
EMERSON EQUITY LLC (Farmers Branch TX)
AZ
02/27/2012 - 12/04/2015
REALTY CAPITAL SECURITIES, LLC (SCOTTSDALE AZ)
CA
06/03/2010 - 04/09/2012
GRUBB & ELLIS CAPITAL CORPORATION (SANTA ANA CA)
CA
03/07/2007 - 10/07/2011
GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)
AZ
03/22/2005 - 11/28/2005
COLE CAPITAL CORPORATION (PHOENIX AZ)
NJ
03/27/2000 - 03/14/2005
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
02/24/1988 - 03/01/2000
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
05/06/1991 - 12/30/1991
SPELMAN & CO., INC. (PHOENIX AZ)
NA
09/24/1987 - 07/09/1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
IA
Issued 02/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1987
Series 24 - General Securities Principal Examination
BC
Issued 12/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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