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Richard Merle Gross

Charles Schwab & CO., Inc.

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About Richard Merle Gross

Richard Merle Gross is a financial professional with over 20 years of experience in the financial services industry. Richard has held previous positions at several firms including Brownco, LLC and Fidelity Brokerage Services, Inc. Currently, Richard is a registered representative with Charles Schwab & Co., Inc., and is licensed to conduct business in all 50 states. Richard has a strong background in financial planning and portfolio management, and is committed to providing his clients with personalized financial guidance.

Firm Information

Richard Gross is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Richard Gross’s Registration & Firm History

AZ

07/22/2024 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

05/15/2006 - 08/20/2018

CHARLES SCHWAB & CO., INC. (Phoenix AZ)

MA

02/05/1998 - 02/03/2006

BROWNCO, LLC (BOSTON MA)

RI

01/09/1998 - 02/24/1998

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NE

04/25/1997 - 10/28/1997

NATIONAL DISCOUNT BROKERS (OMAHA NE)

TX

09/04/1996 - 05/22/1997

DOMINION CAPITAL CORPORATION (DALLAS TX)

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Licenses & Designations

BC

Issued 07/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/08/2024

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Merle Gross.
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