Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mercer is a registered representative at Houlihan Lokey Capital, Inc. in Houston, Texas. Richard has been in the financial services industry since 2021. Richard is Series 79TO, Series 63 and SIE licensed. Prior to joining Houlihan Lokey Capital, Inc., Richard was employed by CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/09/2023 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
TX
09/16/2021 - 08/01/2023
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
BC
Issued 09/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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