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Richard McDonald

Northwestern Mutual Investment Services, LLC

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About Richard McDonald

Richard McDonald is a financial advisor with Northwestern Mutual Investment Services, LLC based in Seattle, Washington. Richard has been working in the financial industry since 2017 and is registered to offer securities and investment advisory services in Washington. Richard has passed the Series 6, 7, 63, and 66 exams. Prior to joining Northwestern Mutual Investment Services, LLC, Richard worked at Ameriprise Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and AXA Advisors, LLC.

Firm Information

Richard McDonald is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Richard McDonald’s Registration & Firm History

WA

02/04/2022 - Present

Northwestern Mutual Investment Services, LLC (SEATTLE WA)

WA

07/09/2021 - 09/01/2021

AMERIPRISE FINANCIAL SERVICES, LLC (Edmonds WA)

WA

04/24/2017 - 11/12/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)

WA

11/09/2016 - 03/02/2017

AXA ADVISORS, LLC (SEATTLE WA)

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Licenses & Designations

BC

Issued 07/30/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/07/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/09/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2017

Series 7 - General Securities Representative Examination

BC

Issued 11/09/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard McDonald.
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