Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Maxey is a financial advisor with over 30 years of experience in the financial services industry. Richard is registered with Osaic Wealth, Inc. and Osaic Advisory Services, LLC. Richard specializes in providing financial planning, investment management, and wealth management services to individuals, families, businesses, and charitable organizations. Richard has a strong track record of success in helping clients achieve their financial goals. Richard has a strong track record of success in helping clients achieve their financial goals. Richard is committed to providing clients with personalized service and a high level of expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (FRESNO CA)
CA
01/23/2009 - 06/14/2024
SECURITIES AMERICA, INC. (SACRAMENTO CA)
CA
08/12/2005 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
TX
11/13/1997 - 08/02/2005
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
12/22/1993 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 12/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 07/27/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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