Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Saldana is a financial advisor with Raymond James Financial Services Advisors, Inc. Richard has been in the industry since April 1997. Richard has experience in the financial services industry, having previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and VALIC Financial Advisors, Inc. Richard is licensed to sell securities in multiple states and has a series 7, 63, and 66 license. Richard also holds the SIE certification. Richard offers financial planning, portfolio management for businesses and individuals, and other investment related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
03/21/2017 - Present
Raymond James Financial Services Advisors, Inc. (THE WOODLANDS TX)
TX
10/06/2011 - 03/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
TX
04/11/2006 - 07/28/2011
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
01/30/2004 - 11/17/2005
GOVERNMENT CAPITAL SECURITIES CORPORATION (SOUTHLAKE TX)
TX
07/11/1996 - 12/01/2003
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BOTH
Issued 02/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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