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Richard Maurice Osullivan

Transamerica Retirement Advisors, LLC

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About Richard Maurice Osullivan

Richard Maurice Osullivan is a financial advisor registered with Transamerica Retirement Advisors, LLC, with over 10 years of experience in the industry. Richard has a wide range of certifications, including Series 6, 7, 63, and 65 licenses and has been registered in 52 states. Prior to joining Transamerica Retirement Advisors, LLC, Richard was with LPL Financial LLC and Pruco Securities, LLC.

Firm Information

Richard Osullivan is currently registered with Transamerica Retirement Advisors, LLC. Transamerica Retirement Advisors, LLC is a registered investment advisor headquartered in CEDAR RAPIDS, IA. The firm provides financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, corporations, and pension plans. The firm has over 334 registered representatives and manages over $16 billion in assets.
Transamerica Retirement Advisors, LLC

6400 C STREET SW

CEDAR RAPIDS, IA 52499

$16.16B

Assets Under Management

Not reported

Total Clients

266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Osullivan’s Registration & Firm History

CO

05/22/2019 - Present

Transamerica Retirement Advisors, LLC (Highlands Ranch CO)

IL

08/07/2012 - 05/21/2019

LPL FINANCIAL LLC (PALOS HEIGHTS IL)

IL

02/26/2009 - 08/03/2012

PRUCO SECURITIES, LLC. (ROSEMONT IL)

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Licenses & Designations

IA

Issued 07/24/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2012

Series 7 - General Securities Representative Examination

BC

Issued 02/25/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Maurice Osullivan.
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